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Rule 10b-5

The Misappropriation Theory: Unmasking Insider Trading Fraud

Legal Insight: The Misappropriation Theory expands insider trading liability beyond corporate insiders to ‘outsiders’ who breach a duty of trust to the source of confidential information. Decoding the Misappropriation Theory of Insider Trading Insider trading is a fundamental violation of the fairness and integrity upon which the United States’ securities markets are built. Federal securities […]

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The Essential Guide to Securities Law for Investors

Meta Description: Navigate the complexities of securities law with this essential guide for retail investors. Learn about SEC protections, Regulation Best Interest (Reg BI), common securities fraud claims, and how to protect your portfolio from unsuitability and breach of fiduciary duty. Get the clarity you need on the laws governing Wall Street. Understanding Securities Law:

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