reputational - Geunim – Law Together

The Legal Maze of Insider Trading: Rules & Penalties

Meta Description: Insider Trading Law Unravel the complexities of insider trading law in the U.S., from the foundational SEC Rule 10b-5 and the key theories of liability (Classical and Misappropriation) to the severe civil and criminal penalties, including disgorgement and up to 20 years in prison. Learn how the recent Rule 10b5-1 amendments impact corporate […]

affirmative defense, board members, civil penalties, Classical Theory, cooling-off period, corporate governance, Criminal Penalties, directors, disgorgement, family members, Fiduciary Duty, Form 4, Insider Trading Law, Legal Trading, reputational, Rule 10b5-1, scheme, SEC Enforcement, SEC Rule 10b-5, treble damages