Meta Description: Understand the legal framework of U.S. Regulation Crowdfunding (Reg CF). This guide covers issuer requirements, investor limits for non-accredited individuals, disclosure obligations (Form C), and the critical role of SEC-registered funding portals under the JOBS Act’s Title III. Navigating Crowdfunding Regulation: A Guide to Reg CF Compliance The rise of investment-based crowdfunding has […]
Post Meta Description & Overview: Understanding US securities regulation is paramount for any business raising capital or trading publicly. This comprehensive guide explores the foundation of federal law—the Securities Act of 1933 and the Securities Exchange Act of 1934—which mandate transparency and protect investors. We delve into key compliance concepts like the registration process, exemptions
Meta Description: A Deep Dive into Secondary Market Regulation The secondary market is the lifeblood of global finance, providing liquidity and setting prices. This legal expert guide provides a comprehensive overview of the key U.S. federal and state regulations, including the Securities Exchange Act of 1934, Rule 144, anti-fraud provisions like Rule 10b-5, and the
Meta Description: Your Comprehensive Guide to Blue Sky Laws For issuers raising capital and investors seeking protection, Blue Sky Laws are a crucial part of the US securities landscape. These state-level regulations exist alongside federal rules to prevent fraud and ensure fair investment practices. Understand the origins, key requirements, and modern compliance challenges of these
Meta Description: Understand the critical regulatory framework governing the secondary market, from the Securities Exchange Act of 1934 to SEC rules like Rule 144 and Reg BI, ensuring compliance and investor protection in both public and private trading environments. Understanding the Landscape of Secondary Market Regulation The secondary market—where previously issued securities like stocks and