Beneficial Owner – Geunim

Short-Swing Profit: Strict Liability Under Section 16(b)

Post Overview: Short-Swing Profit Understanding Section 16(b) of the Securities Exchange Act of 1934 is critical for corporate insiders. This provision imposes a strict liability rule requiring the disgorgement of profits earned from buying and selling a company’s equity securities within a six-month period, irrespective of intent. Learn who qualifies as an insider, how profits […]

Awards, Beneficial Owner, corporate insider, director liability, disgorgement, division, insider trading, Intent, it is a remedial, officer, officer liability, officers, Options, or function, or sale and purchase, SEC Rule 16b-3, Section 16(b), short-swing profit, stock options, such as conversions

Navigating Corporate Transparency: A Comprehensive Guide

This guide explores key compliance requirements under the U.S. Corporate Transparency Act (CTA), a federal law designed to prevent illicit financial activities by requiring businesses to report beneficial ownership information. We’ll cover what you need to know about reporting, deadlines, and maintaining compliance. In a world of increasing global interconnectedness, legal frameworks are evolving to

"Tech Solutions LLC, 2024, 2025, Accountability, Administrative, anti-corruption, Beneficial Owner, build trust, business, business address, case law, Compliance, corporate, credit unions, deadlines, Due Diligence, Filing & Motions, Financial Crime, FinCEN, Guides & Checklists, had until January 1, How-to Guides, Legal Procedures, Legal Resources, money laundering, Regulatory, Statutes & Codes, such as banks, tax fraud, transparency