1934) - Geunim – Law Together

Navigating the Complexities of Secondary Market Regulation

Meta Description Understand the core principles, landmark acts (1933, 1934), and key rules (Rule 144, Reg BI, Reg FD) that govern the US secondary securities market, ensuring fair trading and investor protection. The secondary market is the engine of modern finance, providing the crucial liquidity that drives capital formation. It is the organized platform where […]

1934), accredited investors, Compliance, conversely, Dodd-Frank, FINRA, Fraud, insider trading, landmark acts (1933, less liquid, manipulation, manner of sale, market manipulation, misrepresentations, or an income of $200, Reg BI, Regulatory, Rule 144, Sarbanes-Oxley Act, SEC, securities